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Case Study
The client agency provides competitive and formula grants, and supports
a national network of field offices that provides advice to grantees.
The federal initiative to extend services to citizens through
electronic government, in particular the federal electronic grants
program, was going to change the way the agency conducted its
operations. In addition, federal enterprise architecture initiatives
were going to require a new approach to establishing business support
systems. These changes motivated the agency to seek assistance to
develop an enterprise architecture.
The HW&W team utilized the Office of Management and Budget’s
Federal Enterprise Architecture structure to develop a business
reference model. Using the lines of business and sub-functions
allocated to the parent organization in the OMB model, the team made a
selection of sub-functions that were appropriate to the client agency.
For each of these sub-functions, the team developed business processes,
sub-processes, and activities.
The resulting business reference model was presented to a group of
senior managers from the organization’s program offices in a
facilitated session. The program office managers validated the business
reference model, verifying that the set of OMB lines of business and
sub-functions were appropriate and sufficient to describe the business
of the agency. The group validated the business processes that had been
defined for each sub-function.
The validated business process model was used to develop a
complete suite of models for the OMB business areas – information and
applications in addition to processes. These models are high-level
representations of the business processes, information, and
applications. As such they reflect what is being done, as opposed to
how it is done.
The data model depicts business information and business elements
required by each business process step. In the high level
representation, business elements may be either a class of business
information or characteristics of a class. As an example, the element
may be a university or a historically black college or university.
The applications model depicts the applications areas and
applications services utilized by each business process step. This
model uses terms that describe the type of service required rather than
the names of computer systems or software. For instance, the model will
use the term “contact management” rather than referencing a specific
vendor’s database software.
The final step was to develop a composite model, aligning each
business process step with all of the business information and
application areas it requires. The composite model illustrates the high
level picture of the business, information, and applications
requirements. This model will be used for enterprise architecture
analysis and development.
During the project, HW&W developed supporting papers
addressing the interrelationship between the enterprise architecture,
the strategic planning, and capital planning and investment control
(CPIC) processes.
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